Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Howe

    IRN DXH00108

    • [FCA CF] Significant management (since 27 Sep 2022)
  • David Arthur Hazell

    IRN DAH01185

    • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
  • David Barclay Barral

    IRN DBB01017

    • Responsible for Insurance Mediation (15 Jun 2012 to 21 Jun 2012)
    • CF29 Significant management (13 Jul 2011 to 13 Apr 2015)
  • David Frederick Swiffen Rogers

    IRN DFR01016

    • [FCA CF] Significant management (28 Apr 2020 to 30 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (9 Jul 2009 to 16 Feb 2010)
  • David John Plummer

    IRN DJP01244

    • CF1 Director (AR) (14 Jan 2005 to 9 Mar 2011)
  • David John Ramsay McMillan

    IRN DJM01486

    • CF1 Director (23 Mar 2015 to 31 Mar 2017)
    • CF29 Significant management (22 Jun 2010 to 1 Jun 2012)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (since 16 Jan 2026)
  • David Montgomery

    IRN DXM00298

    • SMF7 Group Entity Senior Manager (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • David Philip Allvey

    IRN DPA01021

    • CF2 Non Executive Director (17 Apr 2015 to 31 Dec 2015)
  • Deborah Stott

    IRN DXS01034

    • [FCA CF] Significant management (since 19 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Peter W Farnell (no longer appointed)

    FRN 416165 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Plumstone Corporation Limited (no longer appointed)

    FRN 411350 · Appointed 14 Jan 2005 · Until 9 Mar 2011

  • Pro Active (no longer appointed)

    FRN 411330 · Appointed 14 Jan 2005 · Until 9 Sep 2008

  • R & R Levy Ltd (no longer appointed)

    FRN 411348 · Appointed 14 Jan 2005 · Until 31 Dec 2012

  • R A Harris (no longer appointed)

    FRN 411349 · Appointed 14 Jan 2005 · Until 28 Jan 2009

  • Richard Cowley (no longer appointed)

    FRN 414552 · Appointed 14 Jan 2005 · Until 31 Jan 2011

  • Richard Shelly (no longer appointed)

    FRN 414554 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Robert Dean (no longer appointed)

    FRN 411809 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Robert J Creighton (no longer appointed)

    FRN 414543 · Appointed 14 Jan 2005 · Until 13 May 2005

  • Roger Newman (no longer appointed)

    FRN 411489 · Appointed 14 Jan 2005 · Until 23 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.