Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Howe

    IRN DXH00108

    • [FCA CF] Significant management (since 27 Sep 2022)
  • David Arthur Hazell

    IRN DAH01185

    • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
  • David Barclay Barral

    IRN DBB01017

    • Responsible for Insurance Mediation (15 Jun 2012 to 21 Jun 2012)
    • CF29 Significant management (13 Jul 2011 to 13 Apr 2015)
  • David Frederick Swiffen Rogers

    IRN DFR01016

    • [FCA CF] Significant management (28 Apr 2020 to 30 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Apr 2020)
    • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
    • CF1 Director (16 Feb 2010 to 1 Apr 2011)
    • CF28 Systems and controls (9 Jul 2009 to 16 Feb 2010)
  • David John Plummer

    IRN DJP01244

    • CF1 Director (AR) (14 Jan 2005 to 9 Mar 2011)
  • David John Ramsay McMillan

    IRN DJM01486

    • CF1 Director (23 Mar 2015 to 31 Mar 2017)
    • CF29 Significant management (22 Jun 2010 to 1 Jun 2012)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (since 16 Jan 2026)
  • David Montgomery

    IRN DXM00298

    • SMF7 Group Entity Senior Manager (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
  • David Philip Allvey

    IRN DPA01021

    • CF2 Non Executive Director (17 Apr 2015 to 31 Dec 2015)
  • Deborah Stott

    IRN DXS01034

    • [FCA CF] Significant management (since 19 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ian Goldring (no longer appointed)

    FRN 431219 · Appointed 18 Apr 2005 · Until 25 Nov 2005

  • Ron McGeown (no longer appointed)

    FRN 430225 · Appointed 29 Mar 2005 · Until 26 Oct 2005

  • Thomas A Rankin (no longer appointed)

    FRN 426961 · Appointed 16 Feb 2005 · Until 13 May 2005

  • Robert Johnson (no longer appointed)

    FRN 425202 · Appointed 27 Jan 2005 · Until 6 May 2005

  • William Busst (no longer appointed)

    FRN 424146 · Appointed 20 Jan 2005 · Until 11 Jul 2005

  • Jacqueline Machin-Smith (no longer appointed)

    FRN 424145 · Appointed 20 Jan 2005 · Until 30 Sep 2005

  • Frank Warn Associates (no longer appointed)

    FRN 422810 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Femonco (no longer appointed)

    FRN 411481 · Appointed 14 Jan 2005 · Until 31 Jan 2011

  • Carlow House Associates Ltd (no longer appointed)

    FRN 416168 · Appointed 14 Jan 2005 · Until 17 Apr 2008

  • Eddie Greenan (no longer appointed)

    FRN 411314 · Appointed 14 Jan 2005 · Until 30 Sep 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.