Date authorised
1 April 2013
Companies House
02464270
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    Hampshire Corporate Park, Templars Way
    Chandler's Ford
    Eastleigh
    Hampshire
    SO53 3RY
    UNITED KINGDOM
    Phone
    +442380373014
  • Complaints Contact

    Aviva Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Howarth McPhee

    IRN AXM05313

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Andrew John Moss

    IRN AJM01421

    • CF1 Director (24 Feb 2010 to 8 May 2012)
    • CF29 Significant management (9 Jul 2009 to 23 Feb 2010)
  • Andrew Maitland Dinwiddie

    IRN AXD00655

    • [FCA CF] Significant management (since 1 Sep 2022)
  • Andrew Peter David Brem

    IRN APB01187

    • CF1 Director (20 Apr 2015 to 31 Dec 2015)
  • Andrew Philip Dixon

    IRN AXD00169

    • SMF24 Chief Operations (26 Apr 2021 to 5 Oct 2021)
    • [FCA CF] Significant management (20 Nov 2020 to 25 Apr 2021)
  • Andrew Stephen Melcher

    IRN ASM01090

    • CF2 Non Executive Director (16 Sep 2010 to 31 Dec 2014)
  • Andrew Watkinson

    IRN AXW00073

    • SMF18 Other Overall Responsibility (since 15 Jun 2022)
    • [FCA CF] Manager of certification employee (19 Nov 2021 to 14 Jun 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Jun 2022)
  • Angela Darlington

    IRN AJD01276

    • SMF7 Group Entity Senior Manager (7 Feb 2020 to 30 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2020)
    • CF29 Significant management (7 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Jul 2015 to 31 Dec 2015)
    • CF28 Systems and controls (1 Aug 2012 to 30 Jun 2015)
  • Angus Gordon Eaton

    IRN AGE01023

    • CF29 Significant management (9 Jun 2017 to 30 Apr 2018)
    • CF28 Systems and controls (7 Dec 2010 to 1 Mar 2013)
  • Anne Louise Kirk

    IRN ALF01029

    • CF29 Significant management (3 Mar 2010 to 9 Jul 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Terence Purkiss (no longer appointed)

    FRN 422380 · Appointed 14 Jan 2005 · Until 14 Jan 2005

  • The Confederation of Trades and Commerce Limited (no longer appointed)

    FRN 411345 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Theunis Botha (no longer appointed)

    FRN 419938 · Appointed 14 Jan 2005 · Until 18 Mar 2005

  • Thomas Cullen (no longer appointed)

    FRN 411488 · Appointed 14 Jan 2005 · Until 7 Feb 2006

  • Tony Leek (no longer appointed)

    FRN 418037 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Aaron Valente (no longer appointed)

    FRN 414555 · Appointed 14 Jan 2005 · Until 9 Mar 2011

  • William McCreadie (no longer appointed)

    FRN 411311 · Appointed 14 Jan 2005 · Until 30 Sep 2005

  • Adam Gorst (no longer appointed)

    FRN 411336 · Appointed 14 Jan 2005 · Until 6 Aug 2010

  • Aequus (no longer appointed)

    FRN 411490 · Appointed 14 Jan 2005 · Until 20 Dec 2005

  • Alison MacLean (no longer appointed)

    FRN 411347 · Appointed 14 Jan 2005 · Until 30 Sep 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.