Aviva Equity Release UK Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Equity Release Admin

For Customer, Home reversion plans
Mortgage Servicing

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Mortgage Arranging

For Customer, Regulated mortgage contract
Trades With You Directly

For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Katie Tompkin
IRN KXT00023
- [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2020)
Kay Westgarth
IRN KXW00416
- [FCA CF] Significant management (since 1 Jul 2024)
Keith Thomas Jackson
IRN KTJ01005
- CF11 Money Laundering Reporting (7 Aug 2007 to 4 Dec 2007)
Keith William Abercromby
IRN KWA01011
- CF1 Director (28 Nov 2005 to 14 Sep 2006)
Kevin Anthony Moss
IRN KAM01173
- CF29 Significant management (22 Apr 2014 to 16 Jan 2017)
Kirstine Ann Cooper
IRN KAC01088
- [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
Lindsey Rix-Broom
IRN LXM01731
- SMF18 Other Overall Responsibility (30 Apr 2020 to 14 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
- CF1 Director (18 Jul 2017 to 8 Dec 2019)
Lionel Smith
IRN LXS01362
- CF11 Money Laundering Reporting (1 Apr 2017 to 18 Jun 2017)
Louise Kate Harper
IRN LKH01028
- CF10 Compliance Oversight (2 Dec 2009 to 6 Apr 2010)
Lucy Kate Williams
IRN LKW00011
- CF10 Compliance Oversight (29 Jan 2008 to 2 Dec 2009)

Smaller firms operating under this firm's FCA authorisation.

Railway Employees & Public Transport Association (no longer appointed)
FRN 409348 · Appointed 17 Dec 2004 · Until 12 Feb 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.