Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Madeleine Nolan

    IRN MXN00063

    • SMF18 Other Overall Responsibility (20 Feb 2024 to 31 Mar 2026)
    • [FCA CF] Significant management (6 Jul 2020 to 19 Feb 2024)
  • Madoc Daniel Tipple

    IRN MXT00325

    • SMF3 Executive Director (16 Feb 2022 to 8 Jun 2023)
    • SMF2 Chief Finance (16 Feb 2022 to 8 Jun 2023)
  • Manav Verma

    IRN MXV00149

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Mandy Loadman

    IRN MXL00096

    • [FCA CF] Significant management (1 Dec 2020 to 22 Oct 2021)
  • Mark Begley

    IRN MXB00127

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
  • Mark Brian Chaplin

    IRN MXC01896

    • SMF7 Group Entity Senior Manager (20 Aug 2020 to 27 May 2022)
    • CF28 Systems and controls (1 Jul 2017 to 31 May 2018)
  • Mark Peter Kelly

    IRN MPK00016

    • CF3 Chief Executive (31 Oct 2004 to 18 Dec 2006)
    • CF1 Director (31 Oct 2004 to 18 Dec 2006)
  • Mark Steven Hodges

    IRN MSH01039

    • CF29 Significant management (10 May 2010 to 2 Jun 2011)
    • CF3 Chief Executive (28 May 2008 to 10 May 2010)
    • CF1 Director (12 Feb 2007 to 10 May 2010)
    • CF8 Apportionment and Oversight (24 Apr 2006 to 31 Mar 2009)
  • Marta Zarraga

    IRN MXZ00007

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
  • Martin John Muir

    IRN MJM01392

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2020)
    • CF1 Director (11 Dec 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.