Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Lamb

    IRN MXL88957

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Martin O'Malley

    IRN MXO01534

    • SMF5 Head of Internal Audit (5 May 2023 to 12 Nov 2023)
  • Matthew Anderson

    IRN MXA00154

    • [FCA CF] Significant management (since 27 Apr 2021)
    • [FCA CF] Manager of certification employee (25 Oct 2021 to 3 Nov 2025)
  • Matthew Jasper Cox

    IRN MJC01683

    • SMF5 Head of Internal Audit (28 Aug 2020 to 15 Nov 2020)
  • Matthew McGill

    IRN MRM01200

    • SMF3 Executive Director (25 Oct 2021 to 27 Apr 2025)
    • SMF1 Chief Executive (25 Oct 2021 to 27 Apr 2025)
  • Michael Hogg

    IRN MXH14683

    • [FCA CF] Manager of certification employee (since 10 Jul 2023)
  • Michael Murphy

    IRN MXM04462

    • SMF9 Chair of the Governing Body (since 6 Feb 2025)
  • Michael Norris Urmston

    IRN MNU01003

    • CF1 Director (31 Oct 2004 to 28 Nov 2005)
  • Michael Sasaki

    IRN MXS00816

    • [FCA CF] Significant management (since 29 May 2025)
  • Michael Stephens

    IRN MXS05370

    • [FCA CF] Significant management (27 Aug 2025 to 3 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.