Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Patrick Thorneycroft
IRN JPT01050
- CF1 Director (AR) (1 Dec 2001 to 1 Feb 2004)
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John Philip Anderson
IRN JPA00007
- CF7 Sole Trader (AR) (22 Oct 2002 to 20 Jun 2003)
- CF4 Partner (AR) (1 Dec 2001 to 12 Aug 2002)
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
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John Phillips
IRN JXP00022
- CF30 Customer (1 Nov 2007 to 8 Jan 2010)
- CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 15 Jun 2005)
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John Rathbone Gregory
IRN JRG00021
- CF1 Director (AR) (26 Jan 2004 to 30 Jun 2007)
- CF4 Partner (AR) (1 Dec 2001 to 26 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
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John Richard Fielding
IRN JRF00010
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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John Richard William Hubbard
IRN JRH01155
- CF21 Investment Adviser (20 Jan 2003 to 8 Dec 2005)
- CF22 Investment Adviser (Trainee) (23 Jul 2002 to 20 Jan 2003)
- CF4 Partner (AR) (23 Jul 2002 to 8 Dec 2005)
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John Robert Abraham
IRN JRA00007
- CF1 Director (AR) (11 Jun 2003 to 26 Nov 2004)
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John Robert Lister
IRN JRL01035
- CF1 Director (13 Apr 2015 to 7 Aug 2016)
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John Ronald Jones
IRN JRJ00004
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2007)
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John Rowlstone Trenaman
IRN JXT00014
- CF4 Partner (AR) (15 Jul 2002 to 29 Jun 2005)
- CF21 Investment Adviser (9 Jul 2002 to 30 Sep 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
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West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
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Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
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News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
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CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
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Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.