John Philip Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anderson Wealth Management Ltd

    FRN 611300

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 31 Mar 2026)
    • Responsible for Insurance Distribution (since 31 Mar 2026)
    • SMF16 Compliance Oversight (since 1 Mar 2026)
    • SMF3 Executive Director (since 1 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (16 May 2008 to 2 Sep 2008)
    • CF30 Customer (16 May 2008 to 17 Jul 2012)
  • Swindon Financial Services Ltd (no longer approved here)

    FRN 483011

    • Employed By (16 May 2008 to 17 Jul 2012)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (22 Oct 2002 to 20 Jun 2003)
    • CF7 Sole Trader (AR) (22 Oct 2002 to 20 Jun 2003)
    • CF4 Partner (AR) (1 Dec 2001 to 12 Aug 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF7 Sole Trader (AR) (22 Oct 2002 to 20 Jun 2003)
    • CF4 Partner (AR) (1 Dec 2001 to 12 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Swindon Mortgages & Financial Services (no longer approved here)

    FRN 219671

    • Employed By (22 Oct 2002 to 20 Jun 2003)
  • Charles Harding Financial Services (no longer approved here)

    FRN 214483

    • Employed By (1 Dec 2001 to 12 Aug 2002)
  • Kingstons Financial Services (no longer approved here)

    FRN 176258

    • Employed By (1 Oct 1998 to 12 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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