Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Thomas Scott Carswell

    IRN ITC01010

    • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 3 Jun 2005)
  • Ian Victor Thomas Edgeway

    IRN IVE00001

    • CF30 Customer (9 Dec 2008 to 16 Sep 2010)
  • Ian Warburton

    IRN IXW00012

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Apr 2006)
  • Ian William James McKenzie

    IRN IWM01028

    • CF22 Investment Adviser (Trainee) (2 Mar 2004 to 22 Dec 2004)
    • CF4 Partner (AR) (2 Mar 2004 to 22 Dec 2004)
    • CF21 Investment Adviser (18 Sep 2003 to 22 Dec 2004)
  • Ieuan James

    IRN IXJ00023

    • [FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
  • Ikhlaq Sarwar

    IRN IXS00018

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (25 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 25 Apr 2006)
  • Indranil Mukerjee

    IRN IXM01241

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Ivor David Jones

    IRN IDJ00002

    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
  • Ivor Messenger

    IRN IXM00012

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
  • Jacqueline Diane Clark

    IRN JDC01119

    • CF21 Investment Adviser (21 Jul 2005 to 14 Aug 2006)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 21 Jul 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.