Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 11 Nov 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 11 Nov 2025)
  • FS247 LIMITED (no longer approved here)

    FRN 481803

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 9 Apr 2021)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 13 Aug 2020)
    • [FCA CF] Client dealing (16 Sep 2019 to 13 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Jun 2011 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 31 Oct 2007)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (6 Sep 2010 to 13 May 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Oct 2008 to 15 Feb 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2005 to 28 Apr 2006)
    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.