Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Feb 2026)
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- [FCA CF] Client dealing (4 Nov 2024 to 11 Nov 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 11 Nov 2025)
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- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 9 Apr 2021)
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- [FCA CF] Functions requiring qualifications (16 Sep 2019 to 13 Aug 2020)
- [FCA CF] Client dealing (16 Sep 2019 to 13 Aug 2020)
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- CF30 Customer (23 Jun 2011 to 30 Sep 2012)
- CF22 Investment Adviser (Trainee) (6 Jun 2006 to 31 Oct 2007)
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- CF30 Customer (6 Sep 2010 to 13 May 2011)
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- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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- CF30 Customer (1 Oct 2008 to 15 Feb 2009)
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- CF21 Investment Adviser (18 Mar 2005 to 28 Apr 2006)
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 18 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.