Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Feb 2021 to 28 Dec 2022)
- [FCA CF] Functions requiring qualifications (4 Feb 2021 to 28 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2021)
- CF4 Partner (AR) (21 Jul 2015 to 24 May 2021)
- CF30 Customer (21 Jul 2015 to 24 May 2021)
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- Employed By (21 Jul 2015 to 24 May 2021)
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- CF4 Partner (AR) (21 Jul 2015 to 24 May 2021)
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- CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
- CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.