Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Hugh Paton Cameron

    IRN IHC00001

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2007)
  • Ian Jackson

    IRN IXJ00015

    • CF21 Investment Adviser (11 Nov 2003 to 4 Jul 2007)
    • CF22 Investment Adviser (Trainee) (30 Apr 2003 to 11 Nov 2003)
  • Ian John England

    IRN IJE01005

    • CF21 Investment Adviser (18 Feb 2004 to 17 May 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2003 to 18 Feb 2004)
  • Ian John Mohide

    IRN IJM00014

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 9 Feb 2006)
  • Ian Jordan

    IRN IXJ00008

    • CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 29 Oct 2004)
  • Ian Kenneth George Jenkins

    IRN IKJ00001

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2002)
  • Ian Kevin Barber

    IRN IKB01014

    • CF30 Customer (12 Apr 2010 to 16 Sep 2010)
  • Ian Martin

    IRN IXM00022

    • CF22 Investment Adviser (Trainee) (10 Feb 2003 to 19 Dec 2003)
  • Ian McIntosh

    IRN IXM00073

    • CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2005)
    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 21 Feb 2003)
  • Ian Meekins

    IRN IMM00008

    • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
    • CF1 Director (AR) (1 Dec 2001 to 15 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.