Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 18 Nov 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (12 Apr 2010 to 16 Sep 2010)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (7 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 7 Jul 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (22 Mar 2005 to 30 Sep 2005)
    • CF7 Sole Trader (AR) (22 Mar 2005 to 30 Sep 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Mar 2004 to 1 Apr 2005)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.