Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Sep 2010 to 18 Nov 2011)
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- CF30 Customer (12 Apr 2010 to 16 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2010)
- CF21 Investment Adviser (7 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Oct 2005 to 7 Jul 2006)
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- CF22 Investment Adviser (Trainee) (22 Mar 2005 to 30 Sep 2005)
- CF7 Sole Trader (AR) (22 Mar 2005 to 30 Sep 2005)
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- CF21 Investment Adviser (3 Mar 2004 to 1 Apr 2005)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 3 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.