Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jan 2024)
- CF30 Customer (1 Nov 2007 to 29 Jan 2024)
- CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
- CF1 Director (AR) (5 Jul 2006 to 29 Jan 2024)
- CF22 Investment Adviser (Trainee) (5 Jul 2006 to 12 Sep 2007)
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- Employed By (6 Mar 2019 to 29 Jan 2024)
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- Employed By (5 Jul 2006 to 29 Jan 2024)
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- CF1 Director (AR) (5 Jul 2006 to 29 Jan 2024)
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- CF1 Director (AR) (1 Jun 2005 to 28 Jun 2006)
- CF21 Investment Adviser (1 Jun 2005 to 18 Jul 2006)
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- Employed By (5 Apr 2004 to 18 Jul 2006)
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- CF1 Director (AR) (1 Dec 2001 to 15 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
- CF1 Director (AR) (1 Dec 2001 to 15 Nov 2002)
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- Employed By (1 Dec 2001 to 15 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.