Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Catherine Evans
IRN CSN00003
- [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
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Cedrick Rex Orrell
IRN CRO00001
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Apr 2004)
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Charles Acton
IRN CXA00017
- CF21 Investment Adviser (11 Mar 2003 to 16 Aug 2004)
- CF22 Investment Adviser (Trainee) (30 Oct 2002 to 11 Mar 2003)
- CF1 Director (AR) (30 Oct 2002 to 16 Aug 2004)
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Charles Arthur Christopher Field
IRN CAF00010
- CF21 Investment Adviser (1 Dec 2001 to 13 May 2005)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
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Charles Jackson
IRN CEJ00001
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
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Charles Robert Donohue
IRN CRD00014
- CF1 Director (AR) (11 Mar 2004 to 1 Apr 2006)
- CF21 Investment Adviser (15 Jul 2003 to 1 Apr 2006)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 15 Jul 2003)
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Charles Stewart Ferguson
IRN CSF00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)
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Charlotte Claire Jones
IRN CCJ01017
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
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Charlotte Dixon
IRN CXB85592
- [FCA CF] Functions requiring qualifications (29 Apr 2022 to 1 Oct 2023)
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Cheryl Honor Parmar
IRN CHP01030
- CF22 Investment Adviser (Trainee) (11 May 2005 to 6 Dec 2005)
- CF4 Partner (AR) (11 May 2005 to 2 Aug 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
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West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
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Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
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News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
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CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
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Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.