Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Oct 2020)
- CF1 Director (AR) (24 Jan 2014 to 15 Oct 2020)
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- Employed By (24 Jan 2014 to 15 Oct 2020)
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- CF30 Customer (21 Jul 2009 to 17 Dec 2012)
- CF1 Director (AR) (17 Mar 2005 to 16 Jan 2014)
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- CF1 Director (AR) (11 Mar 2004 to 31 Oct 2004)
- CF21 Investment Adviser (15 Jul 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 15 Jul 2003)
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- CF1 Director (AR) (11 Mar 2004 to 1 Apr 2006)
- CF21 Investment Adviser (15 Jul 2003 to 1 Apr 2006)
- CF22 Investment Adviser (Trainee) (22 Nov 2002 to 15 Jul 2003)
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- Employed By (11 Mar 2004 to 1 Apr 2006)
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- Employed By (22 Nov 2002 to 15 Oct 2020)
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- CF21 Investment Adviser (25 Feb 2002 to 26 Feb 2002)
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- CF21 Investment Adviser (25 Feb 2002 to 26 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.