Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrea Louise Keen
IRN ALK00013
- CF22 Investment Adviser (Trainee) (6 Feb 2006 to 12 Nov 2006)
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Andrew Arthur Parkin
IRN AAP00005
- CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Andrew Barton
IRN AJB01647
- CF29 Significant management (1 Jul 2016 to 12 Jul 2019)
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Andrew Bethell
IRN AXB00131
- CF30 Customer (20 May 2008 to 16 Sep 2010)
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Andrew Brian Gray
IRN AXG00112
- CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2004)
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Andrew Brian Oakley
IRN AXO00025
- CF21 Investment Adviser (25 Apr 2003 to 9 Nov 2004)
- CF22 Investment Adviser (Trainee) (26 Oct 2002 to 25 Apr 2003)
- CF1 Director (AR) (26 Oct 2002 to 9 Nov 2004)
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Andrew Christopher Price
IRN ACP01111
- CF30 Customer (14 Apr 2010 to 16 Jul 2010)
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Andrew Collier
IRN AXC00236
- CF30 Customer (8 May 2009 to 31 Aug 2009)
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Andrew Dalglish Scott
IRN ADS00010
- CF1 Director (AR) (19 Dec 2002 to 21 Apr 2005)
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Andrew Dalton
IRN AXD00065
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 1 May 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
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West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
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Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
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News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
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CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
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Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.