Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (19)Employed By (15 Feb 2023 to 23 May 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 May 2024)
- CF30 Customer (11 Sep 2015 to 23 May 2024)
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- Employed By (11 Sep 2015 to 23 May 2024)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (IPWM) Limited
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controlled function added: (19)Employed By at Finli (IPWM) Limited