Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Craig James Jardine
IRN CJJ01039
- CF21 Investment Adviser (4 May 2004 to 28 Aug 2006)
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 4 May 2004)
Craig Lachlan
IRN CXL00057
- CF22 Investment Adviser (Trainee) (1 May 2002 to 27 Jun 2003)
- CF4 Partner (AR) (1 May 2002 to 1 Nov 2004)
Craig Matthew Raison
IRN CMR00026
- CF21 Investment Adviser (8 Feb 2006 to 25 Jul 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2005 to 8 Feb 2006)
Craig Mitchinson
IRN CXM00064
- [FCA CF] Functions requiring qualifications (5 May 2023 to 1 Oct 2023)
Craig Russell Dade
IRN CRD00012
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 12 Aug 2003)
Craig Tiley
IRN CXT00061
- CF30 Customer (1 Nov 2007 to 14 Jul 2011)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Craig Williams
IRN CXW00100
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Dale Adam Thomas
IRN DAT00029
- CF1 Director (AR) (30 Sep 2005 to 3 Jul 2007)
- CF21 Investment Adviser (15 Jul 2003 to 3 Jul 2007)
- CF7 Sole Trader (AR) (19 Aug 2002 to 30 Sep 2005)
- CF22 Investment Adviser (Trainee) (19 Aug 2002 to 15 Jul 2003)
Dale Greenwood
IRN DXG00032
- CF7 Sole Trader (AR) (7 Feb 2003 to 14 Nov 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2006)
- CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2003)
Dale Maw
IRN DXM00319
- CF21 Investment Adviser (25 Nov 2002 to 17 Feb 2003)
- CF22 Investment Adviser (Trainee) (25 Jun 2002 to 25 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Best Choice Mortgages (no longer appointed)
FRN 413238 · Appointed 1 Nov 2004 · Until 1 Nov 2004
Kingstons Financial Services (no longer appointed)
FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006
Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006
Partners Life (no longer appointed)
FRN 219931 · Appointed 31 Oct 2004 · Until 25 Sep 2006
Hudson (GB) Ltd (no longer appointed)
FRN 403559 · Appointed 31 Oct 2004 · Until 9 Nov 2005
Mortgage Advice Bureau (no longer appointed)
FRN 201629 · Appointed 31 Oct 2004 · Until 27 Sep 2006
Fallowell Financial Ltd (no longer appointed)
FRN 219613 · Appointed 31 Oct 2004 · Until 1 Jun 2006
PJH Financial Services (no longer appointed)
FRN 403556 · Appointed 31 Oct 2004 · Until 3 Jun 2006
Richmond Financial Planning (no longer appointed)
FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007
Hawkins Financial Services (no longer appointed)
FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.