Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Jun 2015)
    • CF30 Customer (since 29 Jun 2009)
    • CF4 Partner (AR) (6 Jan 2011 to 1 Jul 2015)
    • CF1 Director (AR) (29 Jun 2009 to 28 Nov 2011)
    • CF1 Director (AR) (since 10 Jun 2015)
    • CF4 Partner (AR) (31 Mar 2013 to 1 Jul 2015)
    • CF1 Director (AR) (29 Jun 2009 to 28 Nov 2011)
    • (2)Employed By (since 3 Jun 2015)
  • ACG Mortgage & Protection Ltd (no longer approved here)

    FRN 469030

    • Employed By (16 Oct 2007 to 28 Nov 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (8 Feb 2006 to 25 Jul 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2005 to 8 Feb 2006)
  • Crest Asset Management (no longer approved here)

    FRN 158260

    • Employed By (28 Apr 2005 to 25 Jul 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.