Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Jun 2015)
- CF30 Customer (since 29 Jun 2009)
- CF4 Partner (AR) (6 Jan 2011 to 1 Jul 2015)
- CF1 Director (AR) (29 Jun 2009 to 28 Nov 2011)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 10 Jun 2015)
- CF4 Partner (AR) (31 Mar 2013 to 1 Jul 2015)
- CF1 Director (AR) (29 Jun 2009 to 28 Nov 2011)
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Plan Financial Ltd
FRN 538651
- (2)Employed By (since 3 Jun 2015)
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- Employed By (16 Oct 2007 to 28 Nov 2011)
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- CF21 Investment Adviser (8 Feb 2006 to 25 Jul 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2005 to 8 Feb 2006)
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- Employed By (28 Apr 2005 to 25 Jul 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.