Dale Greenwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 3 Nov 2021)
    • [FCA CF] Client dealing (since 6 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Oct 2021)
    • CF1 Director (AR) (31 May 2013 to 6 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Oct 2021)
    • CF22 Investment Adviser (Trainee) (20 Nov 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (20 Nov 2006 to 31 Jan 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 May 2013 to 6 Oct 2021)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF7 Sole Trader (AR) (7 Feb 2003 to 31 Oct 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF7 Sole Trader (AR) (7 Feb 2003 to 14 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2006)
    • CF4 Partner (AR) (1 Dec 2001 to 7 Feb 2003)
  • Dale Greenwood (no longer approved here)

    FRN 222397

    • Employed By (7 Feb 2003 to 6 Oct 2021)
  • Pennington Associates Limited (no longer approved here)

    FRN 207108

    • Employed By (1 Dec 2001 to 7 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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