Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Fox

    IRN LXF00041

    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 1 Oct 2023)
  • Lisa Gilby

    IRN LXG00014

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Lisa Marie McCaw

    IRN LMR01036

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Lisa Marie Williams

    IRN LMC00014

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Mar 2005 to 19 May 2005)
  • Lisa Michelle Laughton

    IRN LML00016

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Nov 2002)
  • Liza Marie Pontone

    IRN LMP00007

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Lorna Maureen Whalley

    IRN LXW00401

    • [FCA CF] Significant management (since 1 Jun 2024)
  • Lorraine Jenkins

    IRN LAH00030

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Louise Charlotte Burrup

    IRN LXB00109

    • [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 21 Jan 2022)
  • Louise Cole

    IRN LXM01405

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.