Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Jan 2022)
- [FCA CF] Client dealing (since 24 Jan 2022)
-
- [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2022)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 21 Jan 2022)
-
- CF30 Customer (3 May 2011 to 30 Sep 2012)
-
- CF30 Customer (1 Nov 2007 to 26 Apr 2008)
- CF21 Investment Adviser (4 Apr 2002 to 28 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Apr 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
-
- Employed By (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.