Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael David Williams
IRN MDW00020
- CF21 Investment Adviser (11 Dec 2003 to 30 Sep 2004)
- CF22 Investment Adviser (Trainee) (16 May 2003 to 11 Dec 2003)
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Michael Edward Claxton
IRN MEC01068
- CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
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Michael Eric Dandy
IRN MED01074
- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
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Michael Foy
IRN MXF00051
- CF21 Investment Adviser (25 May 2004 to 22 Jul 2007)
- CF22 Investment Adviser (Trainee) (29 Oct 2003 to 25 May 2004)
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Michael Francis Weedon
IRN MFW00006
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
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Michael Frank Hall
IRN MFH00001
- CF21 Investment Adviser (20 Jul 2004 to 1 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Dec 2003 to 20 Jul 2004)
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Michael Frederick Collenette
IRN MFC01036
- CF22 Investment Adviser (Trainee) (16 Oct 2002 to 18 Apr 2003)
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Michael Gary Woollard
IRN MGW01092
- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF22 Investment Adviser (Trainee) (4 Oct 2007 to 31 Oct 2007)
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Michael Graeme Fulwell
IRN MGF00008
- CF21 Investment Adviser (13 Aug 2003 to 1 Oct 2004)
- CF4 Partner (AR) (27 Dec 2002 to 1 Oct 2004)
- CF22 Investment Adviser (Trainee) (27 Dec 2002 to 13 Aug 2003)
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Michael Graham Roberts
IRN MGR01043
- CF21 Investment Adviser (4 Nov 2002 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 4 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pickles Financial Planning (no longer appointed)
FRN 423596 · Appointed 17 Jan 2005 · Until 28 Aug 2007
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Digney Grant Financial Services Ltd (no longer appointed)
FRN 417728 · Appointed 14 Dec 2004 · Until 28 Aug 2007
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Harbour Financial Services Ltd (no longer appointed)
FRN 206278 · Appointed 13 Dec 2004 · Until 16 Apr 2007
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Mortgage UK Financial Services Ltd (no longer appointed)
FRN 417504 · Appointed 10 Dec 2004 · Until 10 Aug 2007
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I - Mortgage Services Ltd (no longer appointed)
FRN 417372 · Appointed 8 Dec 2004 · Until 1 Jan 2007
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Village Financial Advisors Ltd (no longer appointed)
FRN 416097 · Appointed 30 Nov 2004 · Until 8 Jun 2005
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Littlewoods Finance Company Plc (no longer appointed)
FRN 415924 · Appointed 26 Nov 2004 · Until 10 Jan 2007
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Fairway Mortgage and Financial Services Ltd (no longer appointed)
FRN 415474 · Appointed 23 Nov 2004 · Until 19 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.