Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
    • CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
    • CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
  • Enterprise Financial Planning Ltd (no longer approved here)

    FRN 223126

    • Employed By (7 Mar 2003 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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