Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M & M Financial Services Ltd
FRN 431048
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
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- CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
- CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
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- Employed By (7 Mar 2003 to 6 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.