Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Evans

    IRN MXE00009

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 26 Jun 2006)
  • Mark Fallon

    IRN MXF00007

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
  • Mark Frank Winston Payton

    IRN MFP00006

    • CF21 Investment Adviser (31 Jul 2003 to 31 Jan 2005)
    • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 31 Jul 2003)
  • Mark Geoffrey Harrison

    IRN MGH00006

    • CF22 Investment Adviser (Trainee) (6 May 2003 to 4 Oct 2003)
  • Mark George Williams

    IRN MGW00029

    • CF21 Investment Adviser (3 Jun 2003 to 28 Apr 2006)
    • CF22 Investment Adviser (Trainee) (25 Jun 2002 to 3 Jun 2003)
  • Mark Goodwin

    IRN MXG00132

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
  • Mark Graeme Walpole

    IRN MGW01071

    • CF21 Investment Adviser (1 Dec 2003 to 28 Aug 2004)
    • CF7 Sole Trader (AR) (28 Apr 2003 to 28 Aug 2004)
    • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 1 Dec 2003)
  • Mark Graham Lynch

    IRN MGL00018

    • CF21 Investment Adviser (4 Apr 2005 to 15 May 2006)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 4 Apr 2005)
  • Mark Hall

    IRN MXH00107

    • CF21 Investment Adviser (8 May 2006 to 12 Aug 2007)
    • CF7 Sole Trader (AR) (24 Nov 2005 to 3 May 2006)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 8 May 2006)
  • Mark Howes

    IRN MRH01166

    • CF29 Significant management (1 Nov 2007 to 15 Sep 2010)
    • CF1 Director (AR) (1 Aug 2005 to 24 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Apr 2004 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.