Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF4 Partner (19 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Nov 2014 to 30 Sep 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (8 May 2006 to 12 Aug 2007)
    • CF7 Sole Trader (AR) (24 Nov 2005 to 3 May 2006)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 8 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.