Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Taylor Hall Financial Services
FRN 630198
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF4 Partner (19 Nov 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (19 Nov 2014 to 30 Sep 2018)
-
- CF21 Investment Adviser (8 May 2006 to 12 Aug 2007)
- CF7 Sole Trader (AR) (24 Nov 2005 to 3 May 2006)
- CF22 Investment Adviser (Trainee) (24 Nov 2005 to 8 May 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.