Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John McDougall McIlvaney

    IRN JMM01181

    • CF21 Investment Adviser (16 Mar 2004 to 15 Aug 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 16 Mar 2004)
  • John McKay

    IRN JXM00170

    • CF22 Investment Adviser (Trainee) (11 Mar 2004 to 22 Dec 2004)
  • John Michael Fisher

    IRN JMF00024

    • CF21 Investment Adviser (22 Jan 2003 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (20 Feb 2002 to 22 Jan 2003)
  • John Michael McCune

    IRN JMM01266

    • CF1 Director (AR) (17 Mar 2005 to 30 Jul 2007)
  • John Milne Craig

    IRN JMC00033

    • CF1 Director (AR) (22 May 2006 to 22 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2003)
  • John Newman

    IRN JXN00024

    • CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
  • John Nigel Pollard

    IRN JNP00016

    • CF21 Investment Adviser (18 Nov 2003 to 14 Feb 2006)
    • CF22 Investment Adviser (Trainee) (6 May 2003 to 18 Nov 2003)
  • John Overall

    IRN JXO00003

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
  • John Patrick Greenan

    IRN JPG00003

    • CF30 Customer (8 Dec 2009 to 16 Sep 2010)
  • John Patrick MacNamee

    IRN SXM00336

    • CF4 Partner (AR) (20 Oct 2005 to 6 Feb 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2005 to 6 Feb 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.