Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Aug 2017)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 28 Dec 2006)
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Fisher Wealth Management Limited
FRN 456502
- (2)Employed By (since 30 Aug 2006)
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- CF21 Investment Adviser (20 Feb 2004 to 15 Sep 2006)
- CF22 Investment Adviser (Trainee) (23 Dec 2003 to 20 Feb 2004)
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- CF21 Investment Adviser (22 Jan 2003 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (20 Feb 2002 to 22 Jan 2003)
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- CF21 Investment Adviser (22 Jan 2003 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (20 Feb 2002 to 22 Jan 2003)
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- Employed By (20 Feb 2002 to 5 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.