John McDougall McIlvaney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Braxfield Financial Services Ltd

    FRN 624592

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Nov 2014 to 30 Sep 2018)
    • CF1 Director (5 Nov 2014 to 8 Dec 2019)
  • Best Choice Mortgages (no longer approved here)

    FRN 413238

    • Employed By (18 Nov 2004 to 7 Jul 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 16 Mar 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (16 Mar 2004 to 15 Aug 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 16 Mar 2004)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (20 Jan 2003 to 25 Nov 2003)
  • Investment Advice Bureau (no longer approved here)

    FRN 209932

    • (4)Employed By (20 Jan 2003 to 25 Nov 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Oct 2002 to 14 Feb 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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