Braxfield Financial Services Ltd

Date authorised
5 November 2014
Companies House
SC473988
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 High Street
    Lanark
    Lanarkshire
    ML11 7EX
    UNITED KINGDOM
    Phone
    +441555661444

  • Complaints Contact

    John McDougall Mcllvaney
    2 High Street
    Lanark
    Lanarkshire
    ML11 7EX
    UNITED KINGDOM
    Phone
    +441555661444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin John Leitch

    IRN BXL00171

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
    • [FCA CF] Client dealing (27 Sep 2023 to 14 Dec 2023)
  • Fiona McNair

    IRN FXM00019

    • [FCA CF] Functions requiring qualifications (14 Oct 2020 to 2 Jun 2023)
  • John McDougall McIlvaney

    IRN JMM01181

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
    • CF1 Director (5 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Nov 2014 to 30 Sep 2018)
  • Karen Julie Duncan

    IRN KJD01124

    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
    • CF1 Director (5 Nov 2014 to 8 Dec 2019)
  • Lindsay Edward Duncan

    IRN LED01015

    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
    • CF1 Director (5 Nov 2014 to 8 Dec 2019)
  • Mandy McIIvaney

    IRN MXM03346

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Nov 2014 to 8 Dec 2019)
  • Stuart Duncan Proudfoot

    IRN SXP00119

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

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