Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony O'Toole

    IRN AXO01192

    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 17 Jan 2006)
  • Anthony Paul Taylor

    IRN APT00010

    • CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
  • Anthony Peter Walker

    IRN APW00029

    • CF21 Investment Adviser (29 Dec 2004 to 27 Jun 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 29 Dec 2004)
    • CF7 Sole Trader (AR) (3 Jun 2004 to 23 Feb 2006)
  • Anthony Raymond Corkett

    IRN ARC00016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Sep 2004)
  • Anthony Richard Barker

    IRN ARB00054

    • CF21 Investment Adviser (30 Dec 2005 to 15 Apr 2007)
    • CF22 Investment Adviser (Trainee) (20 Jul 2005 to 30 Dec 2005)
  • Anthony Robin Dominic Monro-Davies

    IRN ARM01151

    • CF2 Non Executive Director (23 Aug 2002 to 15 Sep 2010)
  • Anthony Teale

    IRN AXT00023

    • CF21 Investment Adviser (10 Apr 2006 to 17 Jul 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 21 Nov 2005)
  • Anthony Wallace Bookbinder

    IRN AWB00019

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
  • Anthony Wilfred Oliver

    IRN AWO00002

    • CF21 Investment Adviser (25 Nov 2004 to 30 Jul 2007)
    • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 25 Nov 2004)
  • Antonio Luciano Iaciofano

    IRN ALI00001

    • CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.