Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Aug 2016)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2016 to 30 Sep 2018)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
  • Anthony & Co Asset Management (no longer approved here)

    FRN 164486

    • Employed By (1 Dec 2001 to 1 Nov 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF7 Sole Trader (AR) (1 Dec 2001 to 1 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.