Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John McDougall McIlvaney
IRN JMM01181
- CF21 Investment Adviser (16 Mar 2004 to 15 Aug 2007)
- CF22 Investment Adviser (Trainee) (29 Oct 2003 to 16 Mar 2004)
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John McKay
IRN JXM00170
- CF22 Investment Adviser (Trainee) (11 Mar 2004 to 22 Dec 2004)
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John Michael Fisher
IRN JMF00024
- CF21 Investment Adviser (22 Jan 2003 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (20 Feb 2002 to 22 Jan 2003)
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John Michael McCune
IRN JMM01266
- CF1 Director (AR) (17 Mar 2005 to 30 Jul 2007)
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John Milne Craig
IRN JMC00033
- CF1 Director (AR) (22 May 2006 to 22 Aug 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2003)
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John Newman
IRN JXN00024
- CF7 Sole Trader (AR) (1 Dec 2001 to 14 Nov 2005)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2007)
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John Nigel Pollard
IRN JNP00016
- CF21 Investment Adviser (18 Nov 2003 to 14 Feb 2006)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 18 Nov 2003)
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John Overall
IRN JXO00003
- CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
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John Patrick Greenan
IRN JPG00003
- CF30 Customer (8 Dec 2009 to 16 Sep 2010)
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John Patrick MacNamee
IRN SXM00336
- CF4 Partner (AR) (20 Oct 2005 to 6 Feb 2007)
- CF22 Investment Adviser (Trainee) (20 Oct 2005 to 6 Feb 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)
FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008
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MCA Financial Management (no longer appointed)
FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006
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Harbour Independent Mortgage Brokers (no longer appointed)
FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006
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Harry Bennett & Associates Ltd (no longer appointed)
FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005
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Deborah Yea Partnership Ltd (no longer appointed)
FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.