Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alastair MacTaggart Sykes
IRN AMS00107
- CF22 Investment Adviser (Trainee) (17 Jun 2004 to 4 Mar 2005)
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Albert Paul Mawhinney
IRN APM00030
- CF22 Investment Adviser (Trainee) (10 Nov 2005 to 28 Feb 2006)
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Alexander Armour Miller
IRN AAM01091
- CF21 Investment Adviser (18 Aug 2003 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (23 Jun 2003 to 18 Aug 2003)
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Alexander Bennett-Marsden
IRN AXB04397
- [FCA CF] Significant management (15 Aug 2024 to 1 Dec 2025)
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Alexander Gibb
IRN AXG00151
- CF21 Investment Adviser (12 Jan 2004 to 6 Aug 2007)
- CF22 Investment Adviser (Trainee) (29 Aug 2003 to 12 Jan 2004)
- CF7 Sole Trader (AR) (29 Aug 2003 to 31 Jan 2007)
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Alexander Heath Beaman
IRN AHB00009
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Alexander Hughes
IRN AXH00029
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2007)
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Alexander James Cameron
IRN AJC00098
- CF21 Investment Adviser (10 Jan 2005 to 2 Sep 2007)
- CF4 Partner (AR) (10 Jan 2005 to 2 Sep 2007)
- CF22 Investment Adviser (Trainee) (25 Apr 2002 to 6 Feb 2003)
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Alexander Stewart Mackay
IRN ASM00010
- CF1 Director (AR) (21 Jul 2003 to 6 Aug 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2003)
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Alfred Cruickshank Morrison
IRN ACM00006
- CF1 Director (AR) (22 May 2006 to 22 Aug 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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WH SMITH RETAIL HOLDINGS LIMITED (no longer appointed)
FRN 435999 · Appointed 22 Jul 2005 · Until 24 Jan 2008
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MCA Financial Management (no longer appointed)
FRN 432851 · Appointed 18 May 2005 · Until 31 Oct 2006
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Harbour Independent Mortgage Brokers (no longer appointed)
FRN 207616 · Appointed 28 Apr 2005 · Until 2 Mar 2006
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Harry Bennett & Associates Ltd (no longer appointed)
FRN 430718 · Appointed 6 Apr 2005 · Until 22 Nov 2005
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Deborah Yea Partnership Ltd (no longer appointed)
FRN 429359 · Appointed 10 Mar 2005 · Until 30 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.