Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 23 Apr 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 4 Mar 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (17 Jun 2004 to 4 Mar 2005)
  • Optimize Financial Services Ltd (no longer approved here)

    FRN 220589

    • Employed By (17 Jun 2004 to 4 Mar 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Dec 2002 to 4 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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