Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Graham Shiels

    IRN JGS00028

    • CF21 Investment Adviser (1 Dec 2003 to 24 Aug 2004)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 1 Dec 2003)
  • John Jackson Collins

    IRN JJC00016

    • CF21 Investment Adviser (20 Jun 2005 to 25 Apr 2006)
    • CF7 Sole Trader (AR) (3 Jun 2004 to 14 Nov 2005)
    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 20 Jun 2005)
  • John James Dickson

    IRN JJD00024

    • CF1 Director (AR) (1 Dec 2001 to 15 Dec 2005)
  • John James Riley-Dibb

    IRN JJR01059

    • CF30 Customer (14 Jun 2010 to 16 Sep 2010)
  • John Jeremy Michael Barron

    IRN JJB00004

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2004)
  • John Kenny-Levick

    IRN JXK00065

    • CF1 Director (AR) (16 Mar 2005 to 1 May 2007)
  • John Kynaston Hayes

    IRN JKH00012

    • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • John Leslie Rawlinson

    IRN JLR00012

    • CF21 Investment Adviser (10 Aug 2005 to 25 Dec 2005)
    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 10 Aug 2005)
  • John Mark Evans

    IRN JME00014

    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 15 Aug 2007)
  • John Marshall Gray

    IRN JMG00022

    • CF21 Investment Adviser (1 Sep 2006 to 22 Aug 2007)
    • CF22 Investment Adviser (Trainee) (15 Mar 2006 to 1 Sep 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.