John Marshall Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (1 Sep 2006 to 22 Aug 2007)
- CF22 Investment Adviser (Trainee) (15 Mar 2006 to 1 Sep 2006)
Clyde Financial Services (no longer approved here)
FRN 437809
- Employed By (15 Mar 2006 to 18 Oct 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (14 Nov 2003 to 3 Dec 2004)
- CF22 Investment Adviser (Trainee) (7 Oct 2003 to 14 Nov 2003)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.