Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (4 Oct 2013 to 18 Aug 2014)
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- CF30 Customer (3 Sep 2010 to 13 Sep 2013)
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- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
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- Employed By (20 Jan 2010 to 13 Sep 2013)
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- CF30 Customer (27 Apr 2009 to 31 Dec 2009)
- CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Jul 2005 to 21 Jul 2005)
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- CF30 Customer (27 Oct 2008 to 13 Mar 2009)
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- CF30 Customer (11 Jan 2008 to 7 Oct 2008)
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- CF21 Investment Adviser (12 Jan 2004 to 17 Jun 2005)
- CF22 Investment Adviser (Trainee) (28 Feb 2003 to 12 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.