Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Robert Pascoe

  IRN ARP00009

  • CF4 Partner (AR) (1 Dec 2001 to 1 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
• Allen Young

  IRN AXY01064

  • CF21 Investment Adviser (30 Sep 2004 to 13 Jul 2005)
  • CF22 Investment Adviser (Trainee) (20 May 2004 to 30 Sep 2004)
• Allyson Williams

  IRN AXR00161

  • CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
  • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)
• Alvin Lowry

  IRN AXL00064

  • CF21 Investment Adviser (24 Jun 2004 to 20 Feb 2006)
  • CF4 Partner (AR) (10 Feb 2004 to 3 Mar 2006)
  • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 24 Jun 2004)
• Amanda Franks

  IRN AAC01049

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (14 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Feb 2006)
• Amanda Julie Edwards

  IRN AJE01103

  • CF30 Customer (7 Jan 2009 to 16 Sep 2010)
• Amanjit Singh Athwal

  IRN ASA01121

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Apr 2022)
  • [FCA CF] Client dealing (1 Jan 2021 to 1 Apr 2022)
• Amaury Ghislain Pierre De Warenghien

  IRN AGD01031

  • CF1 Director (1 Dec 2001 to 12 Nov 2004)
• Amin Huq

  IRN AXH00011

  • CF4 Partner (AR) (1 Dec 2001 to 1 Sep 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
• Andrea Denise Rainsford

  IRN ADR00018

  • CF30 Customer (23 Jan 2009 to 19 Jul 2010)

• Home and General Financial Services (no longer appointed)

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• Chums Limited (no longer appointed)

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• Readers Digest Financial Services Limited (no longer appointed)

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• The Bradford Exchange Ltd (no longer appointed)

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• Clyde Financial Services (no longer appointed)

  FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007

• Protection & Mortgages 4 All Ltd (no longer appointed)

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• Woods Estate Agents (no longer appointed)

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No changes recorded yet.