Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2009)
- CF4 Partner (AR) (10 Feb 2006 to 5 Apr 2012)
- CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Jun 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 24 Jun 2004)
- CF4 Partner (AR) (10 Feb 2004 to 31 Oct 2004)
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- CF21 Investment Adviser (24 Jun 2004 to 20 Feb 2006)
- CF4 Partner (AR) (10 Feb 2004 to 3 Mar 2006)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 24 Jun 2004)
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- Employed By (10 Feb 2004 to 5 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.