Abbey Financial Services (N.I.) Ltd

• Principal Place of Business

  Suite 7

  Dean Swift Building

  Armagh Business Park

  50 Hamiltonsbawn Road

  Armagh

  County Armagh

  BT60 1HW

  UNITED KINGDOM

  Phone

  +4402837524061

  Web

  https://www.abbeyfinancialservicesni.com

• Complaints Contact

  Suite 7

  Dean Swift Building

  Armagh Business Park

  50 Hamiltonsbawn Road

  Armagh

  County Armagh

  BT60 1HW

  UNITED KINGDOM

  Phone

  +4402837524061

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Vincent Ward

  IRN AVW01024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (23 Oct 2018 to 8 Dec 2019)
• Adrian Robert Arthur Abbott

  IRN ARA00015

  • CF30 Customer (10 Nov 2009 to 16 Jun 2010)
• Alvin Lowry

  IRN AXL00064

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)
• Conor Martin

  IRN CXM02093

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jun 2021)
• Conor McAneney

  IRN CXM00197

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 16 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2023)
  • Responsibility for MCD Intermediation (since 16 Jan 2023)
  • SMF1 Chief Executive (since 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (10 Nov 2009 to 8 Dec 2019)
• David James Wood

  IRN DJW01396

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
  • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
• Doris Elizabeth McCall

  IRN DEM01076

  • CF30 Customer (10 Nov 2009 to 8 Dec 2010)
• Gary Howard Martin

  IRN GHM01036

  • CF1 Director (10 Nov 2009 to 31 Jan 2012)
  • CF11 Money Laundering Reporting (10 Nov 2009 to 31 Jan 2012)
• George Herbert Storey

  IRN GHS01025

  • CF1 Director (10 Nov 2009 to 31 Jan 2012)
• Guarin Miles Magowan

  IRN GMM01090

  • CF30 Customer (13 May 2010 to 2 Feb 2012)

No changes recorded yet.