Abbey Financial Services (N.I.) Ltd

• Principal Place of Business

  Suite 7

  Dean Swift Building

  Armagh Business Park

  50 Hamiltonsbawn Road

  Armagh

  County Armagh

  BT60 1HW

  UNITED KINGDOM

  Phone

  +4402837524061

  Web

  https://www.abbeyfinancialservicesni.com

• Complaints Contact

  Suite 7

  Dean Swift Building

  Armagh Business Park

  50 Hamiltonsbawn Road

  Armagh

  County Armagh

  BT60 1HW

  UNITED KINGDOM

  Phone

  +4402837524061

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Stakeholder pension scheme

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maeve Catherine McKeown

  IRN MCM01139

  • CF30 Customer (10 Nov 2009 to 8 Dec 2010)
• Mohammed Aftab Ahmed Khan

  IRN MAK01320

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2020)
  • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
• Neville Hutchinson

  IRN NXH01281

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2022)
• Niall Patrick McGeown

  IRN NPM00001

  • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Nov 2022)
  • CF11 Money Laundering Reporting (9 Feb 2012 to 8 Dec 2019)
  • CF3 Chief Executive (10 Nov 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Nov 2009 to 8 Dec 2019)
  • CF1 Director (10 Nov 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Nov 2009 to 30 Sep 2018)
  • CF30 Customer (10 Nov 2009 to 31 Dec 2012)
• Raymond Austin Kinsella

  IRN RAK00018

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• Susan Majella Steele

  IRN SMS01223

  • CF30 Customer (10 Nov 2009 to 13 Sep 2010)

No changes recorded yet.