Mohammed Aftab Ahmed Khan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRF Limited

    FRN 834557

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 4 Nov 2019)
    • Responsible for Insurance Distribution (since 4 Nov 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
    • CF1 Director (4 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2019 to 8 Dec 2019)
  • Abbey Financial Services (N.I.) Ltd (no longer approved here)

    FRN 503326

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jan 2020)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.