Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Helen Louise Thomas
IRN HLT00001
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2002)
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Helen Ruth Craft
IRN HRC01015
- CF30 Customer (1 Aug 2012 to 31 Dec 2012)
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Helen Taylor
IRN HXT01104
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 4 Nov 2005)
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Helen Tissington
IRN HXT00007
- CF22 Investment Adviser (Trainee) (19 May 2003 to 20 Feb 2004)
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Henry McCord
IRN HXM00012
- CF22 Investment Adviser (Trainee) (23 Mar 2006 to 2 Mar 2007)
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Henryk Robert Krykant
IRN HRK00002
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Herbert Morrow
IRN HXM00006
- CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2006)
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Hiteshkumar Rameshchandra Patel
IRN HRP01019
- CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
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Hortense Frisby
IRN HXF09765
- [FCA CF] Manager of certification employee (25 Oct 2021 to 1 Sep 2022)
- [FCA CF] Significant management (3 Aug 2021 to 1 Sep 2022)
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Howard Kingsley Goodenough
IRN HKG01004
- CF22 Investment Adviser (Trainee) (8 Oct 2003 to 24 Oct 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Home and General Financial Services (no longer appointed)
FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008
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Premier Property Mortgages (no longer appointed)
FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007
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Perfect Day Consulting Limited (no longer appointed)
FRN 440590 · Appointed 13 Oct 2005 · Until 16 Jan 2006
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Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011
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Readers Digest Financial Services Limited (no longer appointed)
FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011
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The Bradford Exchange Ltd (no longer appointed)
FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008
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Clyde Financial Services (no longer appointed)
FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007
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Protection & Mortgages 4 All Ltd (no longer appointed)
FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.