Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 15 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (30 May 2017 to 1 Jul 2018)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 15 Jul 2011)
  • Ralph Morgans (no longer approved here)

    FRN 215903

    • (5)Employed By (10 Sep 2002 to 19 Dec 2002)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.