Aviva Administration Limited

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FRN: 185746
Date authorised: 1 April 2013
Companies House: 03424940
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Aviva

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4402072832000

Web

https://www.aviva.co.uk
Complaints Contact

Aviva

Customer Relations

Wellington Row

York

North Yorkshire

YO90 1WR

UNITED KINGDOM

Phone

+4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Kevin Joseph Thornton
IRN KJT00009
- CF1 Director (AR) (28 Jan 2003 to 29 Aug 2007)
- CF4 Partner (AR) (28 Feb 2002 to 16 Sep 2002)
- CF21 Investment Adviser (28 Jan 2002 to 29 Aug 2007)
Kevin Kenny
IRN KJK00002
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Kevin Lake
IRN KXL00035
- CF21 Investment Adviser (28 Oct 2003 to 6 Dec 2005)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 28 Oct 2003)
- CF1 Director (AR) (6 May 2003 to 6 Dec 2005)
Kevin Michael Butcher
IRN KMB00011
- CF4 Partner (AR) (1 Dec 2001 to 29 Oct 2004)
Kevin Patrick Quinn
IRN KPQ00001
- CF21 Investment Adviser (17 Nov 2005 to 16 Oct 2006)
- CF22 Investment Adviser (Trainee) (23 Mar 2005 to 17 Nov 2005)
- CF1 Director (AR) (23 Mar 2005 to 16 Oct 2006)
Kevin Paul Peter McGivern
IRN KPM01042
- CF21 Investment Adviser (19 Mar 2004 to 12 Aug 2007)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 19 Mar 2004)
- CF4 Partner (AR) (6 Nov 2003 to 12 Aug 2007)
Kevin Rafferty
IRN KXR00025
- CF21 Investment Adviser (15 Aug 2003 to 7 Oct 2005)
- CF22 Investment Adviser (Trainee) (23 Dec 2002 to 15 Aug 2003)
- CF1 Director (AR) (23 Dec 2002 to 7 Oct 2005)
Kevin Stuart Ward
IRN KSW00005
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
Kevin Timothy Welsh
IRN KTW00002
- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
Kevin Whyte
IRN KXW00098
- CF21 Investment Adviser (6 Feb 2004 to 27 Aug 2004)
- CF22 Investment Adviser (Trainee) (29 Apr 2003 to 6 Feb 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Home and General Financial Services (no longer appointed)
FRN 156797 · Appointed 9 Nov 2005 · Until 24 Jan 2008
Chums Limited (no longer appointed)
FRN 201027 · Appointed 26 Oct 2005 · Until 23 Jan 2008
Premier Property Mortgages (no longer appointed)
FRN 440592 · Appointed 13 Oct 2005 · Until 6 Feb 2007
Perfect Day Consulting Limited (no longer appointed)
FRN 440590 · Appointed 13 Oct 2005 · Until 16 Jan 2006
Newhall Publications Limited (no longer appointed)
FRN 201215 · Appointed 14 Sep 2005 · Until 23 Mar 2011
Readers Digest Financial Services Limited (no longer appointed)
FRN 201136 · Appointed 30 Aug 2005 · Until 23 Mar 2011
The Bradford Exchange Ltd (no longer appointed)
FRN 201860 · Appointed 18 Aug 2005 · Until 24 Jan 2008
Clyde Financial Services (no longer appointed)
FRN 437809 · Appointed 17 Aug 2005 · Until 22 Aug 2007
Protection & Mortgages 4 All Ltd (no longer appointed)
FRN 437536 · Appointed 15 Aug 2005 · Until 21 Apr 2007
Woods Estate Agents (no longer appointed)
FRN 436253 · Appointed 1 Aug 2005 · Until 21 Jul 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.