Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
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- [FCA CF] Manager of certification employee (11 Jul 2016 to 1 Jul 2018)
- CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2003)
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- CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)
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- Employed By (20 Feb 2007 to 18 Sep 2008)
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- CF21 Investment Adviser (16 Oct 2006 to 25 Jul 2007)
- CF22 Investment Adviser (Trainee) (26 Aug 2005 to 16 Oct 2006)
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- CF21 Investment Adviser (6 Feb 2004 to 27 Aug 2004)
- CF22 Investment Adviser (Trainee) (29 Apr 2003 to 6 Feb 2004)
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- CF21 Investment Adviser (6 Feb 2004 to 27 Aug 2004)
- CF22 Investment Adviser (Trainee) (29 Apr 2003 to 6 Feb 2004)
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- Employed By (29 Apr 2003 to 27 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.