Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (11 Jul 2016 to 1 Jul 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2003)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 18 Sep 2008)
    • CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (20 Feb 2007 to 18 Sep 2008)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (16 Oct 2006 to 25 Jul 2007)
    • CF22 Investment Adviser (Trainee) (26 Aug 2005 to 16 Oct 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (6 Feb 2004 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 6 Feb 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (6 Feb 2004 to 27 Aug 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 6 Feb 2004)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (29 Apr 2003 to 27 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.