Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 25 Jan 2018)
- CF30 Customer (since 25 Jan 2018)
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Quintessential Wealth Management Limited
FRN 799117
- (3)Employed By (since 25 Jan 2018)
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- CF30 Customer (1 Nov 2007 to 12 Jun 2009)
- CF1 Director (AR) (7 Sep 2006 to 12 Jun 2009)
- CF22 Investment Adviser (Trainee) (7 Sep 2006 to 31 Oct 2007)
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- CF1 Director (AR) (7 Sep 2006 to 12 Jun 2009)
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- CF21 Investment Adviser (17 Nov 2005 to 16 Oct 2006)
- CF22 Investment Adviser (Trainee) (23 Mar 2005 to 17 Nov 2005)
- CF1 Director (AR) (23 Mar 2005 to 16 Oct 2006)
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- Employed By (23 Mar 2005 to 30 Mar 2009)
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- CF1 Director (AR) (8 Nov 2004 to 14 Jun 2005)
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- (1)Employed By (8 Nov 2004 to 14 Jun 2005)
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- CF21 Investment Adviser (4 Nov 2003 to 13 Aug 2004)
- CF1 Director (AR) (19 May 2003 to 13 Aug 2004)
- CF22 Investment Adviser (Trainee) (19 May 2003 to 4 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.