Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Manjeet Singh Rakhra
IRN MSR01061
- (3014)CF21 Investment Adviser (11 Feb 2004 to 30 Sep 2005)
- (3013)CF22 Investment Adviser (Trainee) (12 Feb 2003 to 12 Dec 2003)
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Manjit Singh Jhooty
IRN MSJ00015
- (488)CF1 Director (AR) (14 Mar 2005 to 31 Oct 2006)
- (487)CF22 Investment Adviser (Trainee) (20 May 2003 to 31 Dec 2004)
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Marc Andrew Turner
IRN MAT01107
- (1892)CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2002)
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Marc Buxton
IRN MXB00151
- (2000)CF21 Investment Adviser (14 May 2002 to 27 Aug 2004)
- (1999)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2002)
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Marc Liam Steward
IRN MXS03563
- (1930)[FCA CF] Client dealing (8 Mar 2021 to 1 Oct 2023)
- (1931)[FCA CF] Functions requiring qualifications (8 Mar 2021 to 1 Oct 2023)
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Marc Richard Bailey
IRN MRB01120
- (3242)CF1 Director (AR) (3 Sep 2003 to 22 Oct 2003)
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Marco Edward Hendrick
IRN MEH01097
- (172)CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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Marcus James Hill
IRN MJH01399
- (923)CF1 Director (AR) (18 Oct 2002 to 1 Jun 2004)
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Marcus Jason Brown
IRN MJB00111
- (2341)CF30 Customer (1 Nov 2007 to 21 Jul 2008)
- (2343)CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
- (2342)CF22 Investment Adviser (Trainee) (2 Jun 2005 to 8 Dec 2005)
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Margaret Denise Jordan
IRN MDJ00002
- (1151)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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CK Andover Football Club (no longer appointed)
FRN 201491 · Appointed 22 Oct 1999 · Until 31 Oct 2004
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Diamond Estates & Financial Planning (no longer appointed)
FRN 201467 · Appointed 13 Oct 1999 · Until 22 Jul 2007
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Hudson Financial Services (GB) Limited (no longer appointed)
FRN 201453 · Appointed 13 Sep 1999 · Until 20 Dec 2002
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Brittannia Music Company Limited (no longer appointed)
FRN 190000 · Appointed 22 Jul 1999 · Until 23 Mar 2011
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Accounts Direct (S.W.) Ltd (no longer appointed)
FRN 201330 · Appointed 22 Jun 1999 · Until 31 Oct 2004
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: AXA Winterthur Wealth Management
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trading name added: AXA Sun Life Direct
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trading name added: AXA Group
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trading name added: AXA Equity & Law
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trading name added: AXA Direct
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trading name added: AXA Assurance
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trading name added: Aviva Financial Advice
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trading name added: Friends Life Services Limited
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trading name added: AXA Sun Life Services Plc
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trading name added: Yorkshire Financial Advisory Service